In his 2009 book A New Science of the Paranormal, longtime parapsychologist Lawrence LeShan offers his thoughts on a variety of psi phenomena. I found the appendix particularly interesting. Titled "When is Uvani?", it addresses the thorny question of "spirit controls" in mediumship.
As readers of this blog undoubtedly know, a spirit control is said to be a discarnate entity that serves as a guide for the (usually entranced) medium. The control is an intermediary and a gatekeeper, who conveys messages from other spirits that are not able to come through on their own. The control also keeps out undesirable elements like low-level spirits who would disrupt the proceedings, and looks after the health and safety of the medium.
Controls have always been controversial. For one thing, many of them have proved unable to establish their earthly existence with any plausibility. As one example, efforts to find historical records relating to Mrs. Piper's control, Dr. Phinuit (pronounced fin-wee), were unsuccessful. Moreover, many of the controls seem to be rather bizarre and questionable characters. Gladys Osborne Leonard's control, Feda, was a young girl from India who spoke pidgin English. One of Mrs. Piper's early controls was an American Indian girl with the unlikely name of Chlorine. Indeed, a disproportionately high percentage of controls were American Indians with colorful names and stereotyped speech patterns.
From the beginning, serious researchers considered the possibility that the controls were expressions of the medium's unconscious -- personas created to facilitate the seance. Other investigators were convinced that the controls, for all their oddities, were discarnate spirits, just as they claimed to be.
One of the more famous controls was Uvani, used by medium Eileen Garrett, who was studied by researchers around the world. In his essay, LeShan notes that even Garrett, after a lifetime of testing, could not say whether Uvani was a distinct entity or a fragment of her own unconscious.
Because the usual approach to this problem has not gotten us very far, LeShan proposes coming at it in a new way. He writes,
Let us start with the fact that the spirit controls often demonstrate paranormal abilities and have information that they could not have acquired through normal channels of sense or by extrapolation from data so gathered. Who doubts that this is so simply has not read the relevant literature…
In all serious cases described as “paranormal,” the normal laws of space and time are violated. We have been unable to “explain” this, and that has been the central problem of psychical research. We know that these laws of space and time cannot be violated, that exceptions cannot occur. We also know and have clearly and scientifically demonstrated in the laboratory and elsewhere that they are sometimes broken.…
Is it fruitful to try to approach the paradox in a new way? Let us try and begin by asking, “Are there classes of things (entities) to which the normal laws and limitations of space and time apply and classes of things to which they do not?”
Looked at in this manner it becomes evident that there are two classes of things. The first class we might describe as structural entities. These are things with length, breadth, and thickness. They are always subject to the “normal” laws of space and time. Things of this sort cannot, for example, move faster than the speed of light. They have a definite physical existence during their duration [and] they go on with this existence whether or not they are at a particular moment in anyone's consciousness.…
The second class of things we might call functional entities. These do not have any length, breadth, or thickness. They cannot be detected by any form of instrumentation although their effects often can be. They are not bound by the “normal” laws of space and time and often can, for example, move faster than light. If I point a telescope at the star Aldebaran and then swing it to focus on the star Altair, something very “real,” the point of focus of the telescope, has moved faster than light.…
The existence of these entities also differs considerably from that of structural entities. They do not have a continuous existence whether or not they are being mentally conceptualized.... [T]hey exist only when they are held in a mind, only when being conceptualized, only when being considered to exist. There is no reality to a mathematical point unless it is being conceptualized as such. You cannot be affected by the focus of a telescope when no one is thinking of it. Put in a better way, a functional entity can have no effect on other entities (and so–for all intents and purposes–ceases to exist) unless it is being conceptualized as existing.…
Of this class of entities we cannot ask the question “What is it?” and expect a reasonable answer. We can, however, ask other questions such as “When is it?” and hope to obtain a satisfactory reply. (A mathematical point is when it is conceptualized as the intersection of two lines.)...
In essence we might say: A functional entity is what it does and when it does it. Further, it only is (does anything) when it is being conceptualized by a perceiving and conscious entity.
Let us pause for a moment and ask about “things” with no length, breadth, and thickness. Can they really exist? Are there really entities about which one cannot successfully ask “what” or sometimes “where,” but can, perhaps, ask “when” and “why” and which do not exist between perceptions of them. Mathematical points are all very fine, but are there others more meaningful to our lives?
To the obvious question “Can a functional entity affect a structural entity?” we must answer in the affirmative. A mathematical point has an effect on a surveyor and subsequently on a steam shovel and a railway line. One can be profoundly affected by the point of aim of a hidden person with a rifle!
The essential point of this formulation is that it presents us with two classes of entities, one of which is not bound by the “normal” laws of space and time (that is, it can behave “paranormally”) and can affect the other class of entities, which is bound by these laws.
Having come this far, LeShan turns his attention to spirit controls, specifically Garrett's Uvani. He notes that "we have never been able to detect any physical structure related to … Uvani," and that Uvani "has beyond a doubt shown the ability to behave paranormally, that is, to acquire information, the possession of which clearly violates the laws of space and time." He goes on,
Does Uvani exist between those times at which he is conceptualized as existing? If we take as a gauge of what we mean by “existing” the ability to influence other entities, then Uvani does not exist between conceptualizations….When in existence, Uvani can influence the behavior of structural entities such as the medium, the sitter, etc....
[P]sychiatrist Ira Progoff asked Uvani while Eileen Garrett was in trance, “How have you been since last we met?” Uvani, an otherwise invariably calm and self-possessed persona, became completely confused and unable to answer the question. In fact, he could not seem to understand it, although he asked Progoff on various other occasions how Progoff had been since last they met and was obviously capable of understanding both the implications of the questions and the answers…
I have elsewhere … described the state of consciousness during which paranormal processes occur, calling this the Clairvoyant Reality. This state of consciousness is particularly oriented to the perception of relationships rather than to the perception of structure. In it, and in the world-picture which it accepts as the valid metaphysical system, relationships are seen as primary and individual structures and the separateness of these structures is seen as secondary or illusory…
Seen in this light, the clairvoyant reality is primarily a way of perceiving functional entities.…
Uvani is “when” Eileen Garrett … moves into a particular state of consciousness in the presence of a perceived need of a sitter. When she conceptualizes the world in a particular way (the clairvoyant reality) and, in this world-picture, conceptualizes Uvani as existing, he exists. Further, he is conceptualized as having certain characteristics. Under these conditions, a functional entity with these characteristics comes into existence and functions according to them.
Clearly, it is not as simple as this. For a functional entity with certain characteristics to come into existence (to be able to affect structural entities), a highly coherent Weltbild, a world-picture permitting these characteristics, must be fully believed in by the perceiving structural entity.… Not only must the Weltbild be accepted, the functional entity itself must be clearly conceptualized as potentially and actually existing. However, given these conditions of acceptance of a proper Weltbild for it and the belief in the functional entity, it can come into existence.…
Certainly [this hypothesis] explains why we have never been able to devise even a theoretical method for satisfactorily determining “what” a spirit control is. And it explains why we have never been able to devise instrumentation that would detect a spirit control directly.…
In a curiously circular way, we explain Uvani's characteristics by saying that those are the characteristics he has. This procedure is invalid … when dealing with structural entities. It is the procedure we claim is valid when dealing with functional entities. The characteristics of “gravity” are those characteristics we get it when we wish to explain the tables of observations we make on solar phenomena. The functional entity “gravity” is a very useful one and enables us to explain old data and to predict new data, but its characteristics are explained by saying that those are its characteristics. To the question “what” is gravity we can only respond with a helpless shrug.
LeShan then discusses Conjuring Up Philip, by Iris Owen and Margaret Sparrow, “one of the most significant books published in the field of psychical research for many years. In effect, Owen's group has given us a guidebook on how to 'do' parapsychological research by designing the correct functional entities to accomplish those paranormal functions we wish to produce.” The Philip experiments recounted in the book began with a circle of sitters vividly imagining a supposedly historical figure named Philip, who they knew was actually a fictional invention. Despite the fact that there never was any Philip, the circle's concentrated attention on this fictitious persona eventually invoked an entity claiming to be Philip, which manifested itself with raps, table movements (sometimes quite violent), and other physical phenomena. The sittings were conducted in bright light and were witnessed by many people and even filmed. Later, other circles reproduced the experiment by "conjuring up" fictitious spirit entities of their own.
Though LeShan doesn't mention it, one of the more interesting moments in the Philip experiment came when a sitter openly expressed his disbelief in Philip, informing the spirit that there never was such a person and that the group had made him up. The phenomena abruptly fizzled out, and it took some time and effort (i.e., concentration and commitment to belief in Philip) to bring them back. Philip is an example of a functional entity par excellence, and may well be the "type" of spirit controls in general.
Since these functional entities are not independently real, and exist only in relation to the minds of mediums and sitters, they have a sort of deceptive pseudo-reality that leads to conceptual confusion, as investigators try to determine “where” they are located and what they are doing when they're not assisting the medium–meaningless questions, since they do not exist except in relation to the medium, and only when needed. The resulting confusion hamstrings psychical research, which treats these functional entities as if they were structural entities and hence can make no theoretical progress. That's the gist of LeShan's thesis.
I find his idea of spirit controls as functional entities intriguing, though as he himself says, it is only a suggestion and not a definitive answer. In what follows, I want to depart from his essay and offer some speculations of my own.
Belief, it seems, is critical -- belief in the spiritual entity itself, and in the world-picture that makes such an entity conceivable. In an atmosphere of intense belief, it is more likely that these functional entities will come into existence and be efficacious. So it seems to me that one reason for the greater prevalence of mediumistic phenomena in the Victorian Era was that more people were inclined to believe in the world-picture of Spiritualism, and that the most enthusiastic of these people were naturally the ones who attended seances. (As for the question of where the world-picture came from in the first place, I think much of it traces back to Emanuel Swedenborg.)
In today's world, such belief is harder to come by. In a sense, we are all materialists now. I don't mean that all of us consciously accept the philosophy of materialism, but rather that we are immersed in it and probably absorb many of its tenets without even thinking about it. The Spiritualist movement is much diminished from its heyday a hundred years ago, and is less likely to influence us on a conscious or subconscious level.
In the robust years of Spiritualism, a social atmosphere of intense excitement, coupled with a fairly clear belief system, allowed mediums and sitters to generate functional entities that provided the appearance of independently real individuals–“spirit controls.” We would expect these functional entities to reflect the biases, fears, and hopes of the mediums, sitters, and investigators -- and to a large extent, they do. In the late 19th century, reincarnation was an unpopular and alien idea in the West, and few mediums talked about it. A little later, owing mainly to the influence of Madame Blavatsky and the Theosophists, reincarnation became trendy in occult circles. Not surprisingly, mediums started talking fluently about reincarnation.
These spirit controls, whose purpose is to facilitate the gathering of information by paranormal means and the exercise of paranormal talents like psychokinesis, really do seem to exist only when brought into being by the right state of attention and focus. Note Uvani's confusion when asked what he had been up to during his down-time. Similarly, Phinuit was known to become flustered when challenged on details of his earthly existence.
Anything that contributes to belief will aid in the generation of these functional entities. Thus, even fake mediums holding phony seances may add to the general atmosphere of excited belief which can produce genuine phenomena in another setting. The "mania" for Spiritualism would precipitate more phenomena than cool, dispassionate observation ever could.
Now we come to a question Lawrence LeShan does not raise, yet which seems highly relevant and important. Why should functional entities be limited to spirit controls? Why should we not classify at least some of the other spirit communicators this way? If Uvani, a functional entity with no independent existence, brings through my Uncle George to talk to me, how can I know that Uncle George is not also a functional entity with no independent existence?
In other words, to what extent are spirit communications in general the result of functional entities "conjured up" by the medium's (and sitter's) beliefs and mental focus? How many of the communicators purportedly coming through are actually functional entities that exist only in relation to medium and sitter?
Alan Gauld's excellent book Mediumship and Survival treats this basic issue, though he does not use LeShan's terminology. He finds that a great deal of mediumistic communication, though not all of it, can be explained in terms of a psychic connection between the medium and the sitter.
One data point that might be cited in support of this thesis is that some communicators have insisted that the spirit controls are every bit as real as they are. This of course can be taken two ways. Either both the communicators and the controls are structural entities and have their own independent reality ... or both are functional entities and lack independent reality.
There are exceptions. Gauld notes that cases of the "drop-in communicator" type seem to argue for the existence of a genuine discarnate spirit with its own agenda. The most famous drop-in communicator case, involving a rather demanding ghost who wanted his leg to receive a proper burial, is recounted here. Since the drop-in communicator serves no evident purpose in relation to the desires, interests, or needs of the medium and sitters, and gives every indication of having its own personal priorities, we may be justified in concluding that at least some of the communicators coming through mediums are not functional entities of the type LeShan describes.
But many of them may be. It's possible that a large part -- perhaps the greater part -- of mediumistic communication does not involve discarnate spirits at all, but functional entities that facilitate clairvoyance, telepathy, retrocognition, and PK.
This does not mean there are no spirits, but it does mean that we may be in touch with them less often than we think.
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